PastIn Person

SFC Regulatory Forum 2021

Name: SFC Regulatory Forum 2021
Start: 2021-11-01
End: 2021-11-01
Location: Hong Kong Convention and Exhibition Centre

by Securities and Futures Commission (SFC)

The SFC Regulatory Forum 2021, organized by the Securities and Futures Commission (SFC) of Hong Kong, convened on November 25, 2021, at the Hong Kong Convention and Exhibition Centre. This full-day event brought together over 1,100 leaders from the financial industry, listed companies, professional services firms, and industry associations to discuss Hong Kong's evolving role as an international financial center.

The forum featured five key panel discussions: perspectives on Hong Kong's future as an international financial center, its position as an international asset and wealth management center, deepening market connect schemes, fostering a high-quality listing market, and how law enforcement agencies are responding to shifts in the financial landscape. These sessions provided insights into the challenges and opportunities facing Hong Kong's financial markets.

Notable speakers included Mr. Paul Chan Mo-po, Financial Secretary of the Hong Kong Special Administrative Region, who delivered the keynote address, and Mr. Tim Lui, Chairman of the SFC, who provided opening remarks. The event also offered networking opportunities for participants to engage with peers and industry leaders.

The forum was particularly relevant for financial professionals, regulators, and policymakers interested in understanding and shaping the future of Hong Kong's financial markets. Attendees gained valuable perspectives on regulatory developments and market trends impacting the region.

Speakers(28)

Dr. Huang Haizhou

Managing Director and Member of Management Committee at China International Capital Corporation Limited

Dr. Huang Haizhou is the Managing Director and Member of Management Committee at China International Capital Corporation Limited.

Mr. Ashley Alder, SBS, JP

Chief Executive Officer at Securities and Futures Commission (SFC)

Mr. Ashley Alder is the Chief Executive Officer of the Securities and Futures Commission (SFC).

Mr. Charles Lin

Vice Chairman at CLSA Group

Mr. Charles Lin is the Vice Chairman of CLSA Group.

Mr. Dan Watkins

Chief Executive Officer, Asia Pacific at J.P. Morgan Asset Management

Mr. Dan Watkins is the Chief Executive Officer, Asia Pacific at J.P. Morgan Asset Management.

Mr. David Wong

Senior Investment Strategist, Head - Asia Business Development, Equities, Co-Chair - Responsible Investing Steering Committee, Asia-Pacific at AllianceBernstein Hong Kong Limited

Mr. David Wong is the Senior Investment Strategist, Head - Asia Business Development, Equities, Co-Chair - Responsible Investing Steering Committee, Asia-Pacific at AllianceBernstein Hong Kong Limited.

Mr. Filippo Gori

Chief Executive Officer, Asia Pacific at J.P. Morgan

Mr. Filippo Gori is the Chief Executive Officer, Asia Pacific at J.P. Morgan.

Mr. Gokul Laroia

Co-CEO Asia Pacific at Morgan Stanley Asia Limited

Mr. Gokul Laroia is the Co-CEO Asia Pacific at Morgan Stanley Asia Limited.

Mr. Ivan Wong

Managing Director, Co-Head, North Asia at HSBC Global Private Banking

Mr. Ivan Wong is the Managing Director, Co-Head, North Asia at HSBC Global Private Banking.

Mr. Jon Witts

Head of Enforcement at Hong Kong Monetary Authority

Mr. Jon Witts is the Head of Enforcement at the Hong Kong Monetary Authority.

Mr. Marek Grabowski

Chief Executive Officer, Executive Director at Financial Reporting Council

Mr. Marek Grabowski is the Chief Executive Officer and Executive Director of the Financial Reporting Council.

Mr. Ming Lu

Head of Asia Pacific, Partner at KKR Asia Limited

Mr. Ming Lu is the Head of Asia Pacific and Partner at KKR Asia Limited.

Mr. Nicolas Aguzin

Chief Executive Officer at Hong Kong Exchanges and Clearing Limited

Mr. Nicolas Aguzin is the Chief Executive Officer of Hong Kong Exchanges and Clearing Limited.

Mr. Paul Chan Mo-po, GBM, GBS, MH, JP

Financial Secretary at Hong Kong Special Administrative Region

Mr. Paul Chan Mo-po is the Financial Secretary of the Hong Kong Special Administrative Region.

Mr. Rico Leung

Executive Director of Supervision of Markets at Securities and Futures Commission (SFC)

Mr. Rico Leung is the Executive Director of Supervision of Markets at the Securities and Futures Commission (SFC).

Mr. Sean Lam

Senior Managing Director at FTI Consulting

Mr. Sean Lam is the Senior Managing Director at FTI Consulting.

Mr. Shen Bing

Director-General of the Department of International Affairs at China Securities Regulatory Commission

Mr. Shen Bing is the Director-General of the Department of International Affairs at the China Securities Regulatory Commission.

Mr. Thomas Atkinson

Executive Director of Enforcement at Securities and Futures Commission (SFC)

Mr. Thomas Atkinson is the Executive Director of Enforcement at the Securities and Futures Commission (SFC).

Mr. Tim Lui, SBS, JP

Chairman at Securities and Futures Commission (SFC)

Mr. Tim Lui is the Chairman of the Securities and Futures Commission (SFC).

Mr. William Hallatt

Partner, Co-Chair of Global Financial Regulatory Group at Gibson Dunn

Mr. William Hallatt is a Partner and Co-Chair of the Global Financial Regulatory Group at Gibson Dunn.

Ms. Angel Ng

Chief Executive Officer at Citi Hong Kong and Macau

Ms. Angel Ng is the Chief Executive Officer of Citi Hong Kong and Macau.

Ms. Bonnie Y Chan

Head of Listing at Hong Kong Exchanges and Clearing Limited

Ms. Bonnie Y Chan is the Head of Listing at Hong Kong Exchanges and Clearing Limited.

Ms. Catherine Leung

Chairperson at Chamber of Hong Kong Listed Companies

Ms. Catherine Leung is the Chairperson of the Chamber of Hong Kong Listed Companies and Co-Founder and Partner at MizMaa Ventures Ltd.

Ms. Christina Choi

Executive Director of Investment Products at Securities and Futures Commission (SFC)

Ms. Christina Choi is the Executive Director of Investment Products at the Securities and Futures Commission (SFC).

Ms. Ding Chen, MH

Chief Executive Officer at CSOP Asset Management Limited

Ms. Ding Chen is the Chief Executive Officer of CSOP Asset Management Limited; Permanent Honorary Chairperson of HKCAMA and Director of Financial Services Development Council and Mainland Opportunities Committee Convenor.

Ms. Doris Lian

Chairperson at Chinese Asset Management Association of Hong Kong (HKCAMA)

Ms. Doris Lian is the Chairperson of the Chinese Asset Management Association of Hong Kong (HKCAMA) and Acting Chief Executive Officer of Bosera Asset Management (International) Co., Ltd.