Alston & Bird Investment Management, Trading & Marketing Symposium – Panel 1

Alston & Bird's Investment Management, Trading & Markets Symposium is an annual series of webinars designed to address key developments and challenges in the investment industry. Organized by Alston & Bird, a leading international law firm, the symposium brings together industry experts to provide insights into current trends and regulatory landscapes.

The first panel of the 2022 series, titled "Current Threats and Practical Solutions: The Regulatory and Enforcement Landscape," focused on the evolving regulatory environment and enforcement actions affecting investment management. Discussions covered topics such as compliance strategies, risk mitigation, and adapting to new regulatory requirements.

The panel featured distinguished speakers, including BJ Stieglitz, Partner at Alston & Bird; Kate Hanniford, Partner at Alston & Bird; Bill Hardin, Vice President at Charles River Associates; and Chad Hunt, Supervisory Special Agent at the Federal Bureau of Investigation. Their combined expertise provided attendees with a comprehensive understanding of the current regulatory challenges and practical solutions.

This symposium is particularly beneficial for investment managers, compliance officers, legal professionals, and financial advisors seeking to stay informed about regulatory developments and enforcement trends. Attendees gain valuable insights to navigate the complex regulatory landscape effectively.