The Global RegTech Summit USA 2024 is a premier event dedicated to regulatory technology, bringing together industry leaders, innovators, and experts to discuss the latest trends and challenges in compliance and risk management. Organized by FinTech Global, this summit serves as a platform for professionals to network, share insights, and explore cutting-edge solutions in the RegTech space.
Key topics covered at the summit include the transformative potential of artificial intelligence in compliance, strategies for financial crime prevention, advancements in e-communications surveillance, and innovations in Know Your Customer (KYC) processes. Attendees will gain strategic insights into how financial institutions are leveraging technology to navigate regulatory changes effectively.
The event offers unparalleled networking opportunities, with a 2:1 buyer-seller ratio and a significant presence of senior-level participants. Notable speakers include Adrienne A. Harris, Superintendent at the New York State Department of Financial Services, and Ken Goodall, Chief Compliance Officer and Senior Vice President at Itaú USA. The summit also features a dedicated Demo Stage showcasing industry innovations addressing regulatory challenges.
Professionals in compliance, risk management, technology, and financial crime prevention should attend to stay abreast of emerging trends, engage with peers, and discover solutions that can enhance their organization's compliance and risk management strategies.
Speakers(2)
Adrienne A. Harris
Superintendent at New York State Department of Financial Services
Adrienne A. Harris joined DFS in September 2021. Prior to joining DFS, Superintendent Harris practiced law at Sullivan & Cromwell LLC in New York. She then served as Senior Advisor to Deputy Treasury Secretary, Sarah Bloom Raskin before joining the White House as Special Assistant to President Obama for Economic Policy.
Taylor Faw
Chief Compliance Officer and Chief Operating Officer at Strathmore Capital Advisors
Taylor Faw serves as the Chief Compliance Officer and Chief Operating Officer of Strathmore Capital Advisors, Inc., a registered investment adviser based in Charlotte, North Carolina. Prior to joining Strathmore Capital, Taylor was a Lead Compliance Associate with Fairview Investment Services, LLC.
Event Details
- Date
- November 13, 2024
- Location
- 🇺🇸 New York, United States
- Convene, 117 West 46th Street
- Pricing
- From $595+VAT
- Audience
- Compliance, risk management, technology, and financial crime prevention professionals
- Attendees
- Approximately 400 RegTech buyers