The SEC Investor Advocacy Clinic Summit 2024, hosted by the U.S. Securities and Exchange Commission's Office of the Ombuds and co-hosted by the Office of Investor Education and Advocacy (OIEA) and the Office of Minority and Women Inclusion (OMWI), convened law students, professors, and SEC staff to discuss best practices for providing free legal services to underrepresented investors. The event took place at the SEC Headquarters in Washington, D.C., and was livestreamed on the SEC's website on March 1, 2024.
Key topics included the challenges faced by smaller investors in arbitration, the need for increased access to legal representation, and the role of law school clinics in supporting retail investors. Professor Nicole Iannarone delivered the keynote address, emphasizing the disadvantages smaller investors encounter in arbitration proceedings and advocating for the expansion of legal clinics to provide necessary support.
The summit featured case studies highlighting the differing outcomes for investors with and without legal representation, underscoring the importance of accessible legal services. Attendees had opportunities to engage with SEC staff and peers, fostering discussions on enhancing investor advocacy and protection.
This event was particularly beneficial for law students, educators, and legal professionals interested in investor protection and advocacy, offering insights into the current landscape and strategies for supporting underrepresented investors.
Speakers(1)
Nicole Iannarone
Associate Professor of Law at Drexel University Kline School of Law
Nicole Iannarone focuses her scholarship on Main Street investors harmed by stockbroker misconduct. Before joining Drexel Kline Law, she directed a law school clinic offering free legal services to retail investors. She delivered the keynote at the SEC's 2024 Investor Advocacy Clinic Summit, emphasizing the need for more legal support for smaller investors.
Event Details
- Date
- March 1, 2024
- Location
- 🇺🇸 Washington, D.C., United States
- SEC Headquarters
- Pricing
- Free
- Audience
- Law students, educators, legal professionals