PastIn Person

NSCP National Conference 2025

by National Society of Compliance Professionals

The 2025 NSCP National Conference is the premier annual event organized by the National Society of Compliance Professionals, dedicated to advancing the knowledge and expertise of compliance professionals in the financial services industry. This year's conference will be held from October 26 to 29, 2025, at the Hyatt Regency Grand Cypress in Orlando, Florida.

Attendees can expect a comprehensive agenda featuring over 60 sessions covering critical compliance topics such as artificial intelligence applications, evolving privacy regulations, cybersecurity threats, and regulatory implications for AI. The conference offers tailored sessions for various sectors, including broker-dealers, investment advisers, investment companies, and private funds, ensuring relevance for all participants.

Beyond the educational sessions, the conference provides ample networking opportunities, including welcome receptions, luncheons, and a 5K Fun Run. Notable events include the Awards Luncheon on October 27, where the 2025 JH Award will be presented to Brad Busscher, and keynote addresses from industry leaders. An exhibit hall will showcase the latest compliance solutions and services.

This conference is ideal for compliance professionals at all levels seeking to enhance their expertise, stay abreast of regulatory developments, and connect with peers. Whether new to the field or a seasoned expert, attendees will gain valuable insights and practical strategies to navigate the evolving compliance landscape.

Speakers(3)

Brad Busscher

Chief Administrative Officer and General Counsel at InspereX

Brad Busscher brings over 30 years of experience in compliance, legal affairs, and executive leadership, currently serving as Chief Administrative Officer and General Counsel at InspereX, a fintech firm specializing in fixed income sales, trading, and technology.

Heather Traeger

General Counsel and Chief Compliance Officer at Teacher Retirement System of Texas

Heather Traeger oversees all legal services and compliance for the sixth-largest public pension fund in the United States, with more than 25 years of experience in financial services, including senior regulatory roles at the U.S. Securities and Exchange Commission and the Investment Company Institute.

Jim Papagiannis

Chief Compliance Officer at InspereX

Jim Papagiannis leads InspereX's enterprise-wide regulatory and compliance program, ensuring adherence to FINRA, SEC, and other regulatory requirements, with prior experience managing regulatory examinations at FINRA.

Event Details

Date
October 26-29, 2025
4 days
Location
🇺🇸 Orlando, United States
Hyatt Regency Grand Cypress
Pricing
From $1,495
Audience
Compliance professionals in the financial services industry, including broker-dealers, investment advisers, investment companies, and private fund managers.
CLE Credits
12.3 total credits for 50-minute hour designations; 10.25 total credits for 60-minute hour designations. CLE pre-approved for IL & FL.

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