The Global RegTech Summit USA 2026 is the premier gathering of regulatory technology leaders and innovators in the United States. Organized by FinTech Global, this fifth annual event will take place on September 29, 2026, at Convene, 117 West 46th Street, New York City. The summit aims to bring together compliance leaders to shape the future of RegTech.
Attendees can expect to explore key topics such as the transformative potential of AI in compliance, strategies for financial crime prevention, advancements in e-communications surveillance, and innovations in Know Your Customer (KYC) processes. The event will also address effective approaches to navigating regulatory changes in an evolving landscape.
The summit offers unparalleled networking opportunities, connecting participants with global RegTech leaders, buyers, sellers, investors, and innovators. The event features a Demo Stage showcasing industry innovations that address regulatory challenges and enhance compliance and risk management efficiency. Notable speakers from leading financial institutions and regulatory bodies will share insights and best practices, providing attendees with strategic knowledge to gain a competitive edge through collaborations with RegTech innovators.
This event is ideal for compliance officers, risk management professionals, technology leaders, and financial crime prevention experts seeking to stay updated on RegTech trends and challenges. By attending, participants will gain valuable insights into regulatory requirements, industry standards, and emerging trends, fostering partnerships and exploring investment opportunities in the RegTech space.
Speakers(50)
Aaron Wolf
Deputy Chief Compliance Officer and Head of Financial Crime Compliance at Mizuho Financial Group
Adrienne A. Harris
Superintendent at New York State Department of Financial Services
Adrienne A. Harris joined DFS in September 2021. Prior to joining DFS, Superintendent Harris practiced law at Sullivan & Cromwell LLC in New York. She then served as Senior Advisor to Deputy Treasury Secretary, Sarah Bloom Raskin before joining the White House as Special Assistant to President Obama for Economic Policy.
Alison Young
Deputy Head Financial Crime Compliance, North America at Rabobank
Amrita Mahabaleswara
Managing Director at Merus Global Investments
April Humbias
Head of North America AML Compliance Risk Management, Commercial Bank at Citi
Avner Yoffe
Head of RegTech Surveillance at eToro
Bianca Wallace
U.S. Chief Risk Officer at The Norinchukin Bank
Christopher Junker
Chief Executive Officer and Board Member at AscentAI
Corey Carpenter
Director of Product Management at Archer
Daniel Auciello
Chief BSA Officer and Head of Financial Crime Compliance at Bank of China
David Bliss
Chief Product Officer at COMPLY
Deepak Gandhi
Global Head of Corporate Generative AI at Visa
Diana Paredes
Co-Founder and Chief Executive Officer at Suade Labs
Donald McElligott
Vice President, Compliance Supervision at Global Relay
Elizabeth Owen
Senior Vice President, BSA Officer at First Bank of the Lake
Emma Pollock
Chief Technology Officer at FinTrU
Erika Alders
Head of U.S. Regulatory Legal at State Street
Fahreen Kurji
Chief Customer Intelligence Officer at Behavox
Freddie Frith
Vice President, Head of Sales Americas at Corlytics
George L. Stein
Director, Global Compliance and Operational Risk at Bank of America
Heather Gentile
Director of Product, watsonx.governance at IBM
Hillary Rosenberg
Chief Compliance Officer and Head of Regulatory Relations at Valley National Bank
Howard Wynn
Chief Compliance Officer at Mizuho Americas
James Stubbs
Global Head of AML Programs at State Street
Jeff Smith
Chief Compliance Officer at Velocity Capital
Jeffrey Loeb
Global Head Of Communications Surveillance & Americas Head of Surveillance at Deutsche Bank
Jeffrey O. Himstreet
Vice President and Senior Counsel at MFA
Jessica Renier
Managing Director, Digital Finance at Institute of International Finance (IIF)
Joanna Marathakis
Vice President, Financial Crimes Compliance at Circle
Johanna Anders
Chief Compliance Officer and Head of Distribution Compliance, North America at Janus Henderson
John Emmert
Agentic AI Leader, Financial Services Market at IBM
John Pepe
Industry Advisor and Resident Chief Compliance Officer at Proofpoint
Johnnie Adkins
Senior Sales Executive at Flagright
Julapa Jagtiani
Senior Economic Advisor and Economist at Federal Reserve Bank of Philadelphia
Ken Goodall
Chief Compliance Officer and Senior Vice President at Ita USA
Kevin Medina
Global Chief Compliance Officer at Vrde Partners
Larry Shumbres
Founder and Chief Executive Officer at Archive Intel
Marianne Yen
Chief Compliance Officer at CTBC Bank New York Branch
Michael Rasmussen
The GRC Pundit and Analyst at GRC 20/20 Research
Nabeel Ebrahim
Chief Revenue Officer at Behavox
Noreen M. Fierro
Enterprise Chief Ethics & Compliance Officer at Principal Financial Group
Roxane Snipe
Chief Administrative Officer and Compliance Officer at Odyssey Capital Advisors
Sabeena Liconte
Chief Compliance Officer, Americas at ICBC Standard Bank Group
Sateesh Kumar Challa
Head Of Digital Transformation Office at Societe Generale
Serge Todorovich
Chief Legal Officer and Chief Compliance Officer at Shenkman Capital Management
Srini Masanam
Global Head Of Surveillance Data Quality at Citi
Suprio Chaudhuri
Chief Compliance Officer Americas at Natixis CIB Americas
Taylor Faw
Chief Compliance Officer and Chief Operating Officer at Strathmore Capital Advisors
Taylor Faw serves as the Chief Compliance Officer and Chief Operating Officer of Strathmore Capital Advisors, Inc., a registered investment adviser based in Charlotte, North Carolina. Prior to joining Strathmore Capital, Taylor was a Lead Compliance Associate with Fairview Investment Services, LLC.
Will Lawrence
Co-Founder and Chief Executive Officer at Greenlite AI
Xihua (Sabrina) Chen
Head of Global AML Customer Risk at Citi
Event Details
- Date
- September 29, 2026
- Location
- 🇺🇸 New York, United States
- Convene, 117 West 46th Street
- Pricing
- Varies by tier
- Audience
- Compliance officers, risk management professionals, technology leaders, financial crime prevention experts
- Attendees
- Approximately 400 RegTech buyers
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