The Investment Adviser Compliance Conference is an annual event organized by the Investment Adviser Association (IAA). The 2026 conference is scheduled to take place from March 18 to March 20 in Washington, D.C. This comprehensive, two-day, in-person program is designed to provide investment advisers with the most current information on the evolving regulatory landscape.
The conference features a distinguished roster of speakers, including officials from the Securities and Exchange Commission (SEC), industry professionals, legal experts, and members of the IAA legal team. Attendees will gain practical insights and knowledge of best practices to help them maintain successful compliance programs. The agenda covers a wide range of compliance issues through both plenary sessions and numerous breakout sessions.
In addition to the educational sessions, the conference offers valuable networking opportunities. Participants can interact with peers, industry leaders, and service providers. The event also includes an exhibit hall where sponsors and exhibitors showcase services and solutions aimed at assisting advisers in improving their business operations.
This conference is particularly beneficial for Chief Compliance Officers (CCOs), in-house counsel, and other key decision-makers from investment advisory firms. Attending provides a platform to stay informed about regulatory changes, engage with experts, and enhance compliance strategies within their organizations.
Event Details
- Date
- March 18-20, 2026
- 3 days
- Location
- 🇺🇸 Washington, DC, United States
- Pricing
- $1,795 - $2,195
- Audience
- Chief Compliance Officers (CCOs), in-house counsel, and other key decision-makers from investment advisory firms.
- CLE Credits
- CLE accreditation pending
- Attendees
- Over 500 attendees annually.