The Securities Regulation Institute is an annual three-day conference organized by Northwestern Pritzker School of Law. It focuses on providing practical advice for attorneys advising corporate clients on the evolving landscape of securities and business law.
Key topics covered include the latest developments from the U.S. Securities and Exchange Commission, corporate governance and proxy developments, capital markets, and the impact of artificial intelligence on the legal profession. Sessions feature insights from regulators, practitioners, and in-house attorneys.
The event offers networking opportunities, including receptions and panel discussions with notable speakers such as SEC commissioners and industry leaders. Attendees can also access session recordings through the SRI On Demand platform, which provides on-demand viewing for 30 days post-event.
This conference is ideal for legal professionals seeking to stay informed on current securities regulations and business law trends, offering valuable insights and continuing legal education credits.
Speakers(26)
Amie Thuener
Vice President, Corporate Controller and Principal Accounting Officer at Alphabet, Inc.
Amie Thuener is the Vice President, Corporate Controller and Principal Accounting Officer at Alphabet, Inc., managing financial reporting and compliance.
Brittany Skoda
Global Head of Software Banking at Morgan Stanley
Brittany Skoda is the Global Head of Software Banking at Morgan Stanley, leading software investment banking initiatives.
Catherine Clarkin
Partner at Sullivan & Cromwell LLP
Catherine Clarkin is a partner at Sullivan & Cromwell LLP, with expertise in capital markets and securities law.
David Lynn
Institute Chair at Goodwin Procter LLP
David Lynn is the Institute Chair and a partner at Goodwin Procter LLP, focusing on securities regulation and corporate governance.
Derek Chien
Vice President and Assistant Corporate Secretary at Synopsys Inc.
Derek Chien is the Vice President and Assistant Corporate Secretary at Synopsys Inc., focusing on corporate governance and legal affairs.
Elad Roisman
Partner at Cravath, Swaine & Moore LLP
Elad Roisman is a partner at Cravath, Swaine & Moore LLP, focusing on securities regulation and corporate governance.
Francesca L. Odell
Partner at Cleary Gottlieb Steen & Hamilton LLP
Francesca Odell is a partner at Cleary Gottlieb Steen & Hamilton LLP, focusing on corporate governance and securities law.
Heather Rosenberger
Chief Accountant, Division of Corporation Finance at U.S. Securities and Exchange Commission
Heather Rosenberger is the Chief Accountant in the Division of Corporation Finance at the U.S. Securities and Exchange Commission, overseeing accounting policies.
Jim Moloney
Director, Division of Corporation Finance at U.S. Securities and Exchange Commission
Jim Moloney is the Director of the Division of Corporation Finance at the U.S. Securities and Exchange Commission, overseeing corporate disclosure and reporting.
Jishnu Menon
Legal Director – Games Studio and Product at Netflix
Jishnu Menon is the Legal Director for Games Studio and Product at Netflix, managing legal matters related to gaming content.
Keir Gumbs
Principal, Chief Legal Officer at Edward Jones
Keir Gumbs is the Principal and Chief Legal Officer at Edward Jones, with expertise in corporate governance and securities law.
Krystal Berrini
Partner at PJT Camberview
Krystal Berrini is a partner at PJT Camberview, advising clients on shareholder engagement and corporate governance.
Kyle Moffatt
Partner, Professional Practice Group Leader at PwC
Kyle Moffatt is a partner and Professional Practice Group Leader at PwC, specializing in accounting and auditing standards.
Lillian Brown
Partner at Wilmer Cutler Pickering Hale and Dorr LLP
Lillian Brown is a partner at Wilmer Cutler Pickering Hale and Dorr LLP, focusing on securities regulation and corporate governance.
Lona Nallengara
Partner at A&O Shearman
Lona Nallengara is a partner at A&O Shearman, focusing on securities regulation and corporate governance.
Lucas Moskowitz
Senior Vice President, General Counsel, and Corporate Secretary at Robinhood Markets, Inc.
Lucas Moskowitz is the Senior Vice President, General Counsel, and Corporate Secretary at Robinhood Markets, Inc., specializing in financial services law.
Mark Uyeda
Commissioner at U.S. Securities and Exchange Commission
Mark Uyeda serves as a Commissioner at the U.S. Securities and Exchange Commission, overseeing regulatory policies and enforcement actions.
Peggy Foran
Chief Governance Officer, Senior Vice President & Corporate Secretary at Prudential Financial
Peggy Foran is the Chief Governance Officer, Senior Vice President & Corporate Secretary at Prudential Financial, specializing in corporate governance.
Ran Ben-Tzur
Partner at Fenwick & West LLP
Ran Ben-Tzur is a partner at Fenwick & West LLP, specializing in corporate securities and mergers and acquisitions.
Richard Blake
Partner at Wilson Sonsini Goodrich & Rosati
Richard Blake is a partner at Wilson Sonsini Goodrich & Rosati, focusing on capital markets and corporate governance.
Robert Beard
Chief Legal and Global Affairs Officer at Coherent Corp.
Robert Beard serves as the Chief Legal and Global Affairs Officer at Coherent Corp., managing legal strategies and global affairs.
Sara Harrington
Vice President, Legal-Data, AI, and Privacy at LinkedIn Corporation
Sara Harrington is the Vice President of Legal-Data, AI, and Privacy at LinkedIn Corporation, overseeing legal aspects of data and AI initiatives.
Scott Siamas
Senior Vice President, Office of Board Affairs, Public Company Compliance & Global Governance at Salesforce, Inc.
Scott Siamas is the Senior Vice President at Salesforce, Inc., overseeing board affairs and global governance.
TJ Graham
Partner at Cooley LLP
TJ Graham is a partner at Cooley LLP, specializing in technology transactions and artificial intelligence.
Tammy Albarrn
Chief Legal Officer at Peloton Interactive, Inc.
Tammy Albarrn is the Chief Legal Officer at Peloton Interactive, Inc., overseeing legal and compliance matters.
Zachary Clopton
Interim Dean and Daniel Hale Williams Professor of Law at Northwestern Pritzker School of Law
Zachary Clopton is the Interim Dean and Daniel Hale Williams Professor of Law at Northwestern Pritzker School of Law, specializing in civil procedure and complex litigation.
Event Details
- Date
- January 26-28, 2026
- 3 days
- Location
- 🇺🇸 San Diego, United States
- Hotel del Coronado
- Pricing
- Varies by tier
- Audience
- Legal professionals, corporate counsel, and securities law practitioners.
- CLE Credits
- Estimated 16.50 CLE hours, including 1.0 ethics credit, for states with a 60-minute credit hour; 19.8 CLE hours, including 1.2 ethics credit, for states with a 50-minute credit hour.