The Investment Adviser Compliance Conference is an annual event organized by the Investment Adviser Association (IAA). This comprehensive, two-day, in-person program provides investment advisers with the most up-to-date information on the evolving regulatory landscape. The 2026 conference is scheduled for March 18-20 in Washington, D.C.
The conference features a distinguished roster of speakers, including SEC officials, industry professionals, legal experts, and members of the IAA legal team. Key topics covered include new anti-money laundering rules for advisers, compliance program best practices, and insights into SEC examinations. Attendees will gain practical insights and knowledge of best practices to help them maintain a successful compliance program.
In addition to informative sessions, the conference offers networking opportunities, including a welcome reception and continental breakfasts with exhibitors. The event also features an exhibit hall showcasing products and services relevant to investment advisers. Notable speakers in previous years have included SEC Commissioner Hester Peirce and other prominent figures in the regulatory and compliance fields.
This conference is ideal for compliance officers, legal professionals, and senior executives within investment advisory firms. Attending provides a valuable opportunity to stay informed about regulatory developments, engage with peers, and enhance compliance strategies.
Event Details
- Date
- March 3-5, 2027
- 3 days
- Location
- 🇺🇸 Washington, D.C., United States
- Marriott Marquis Washington, D.C.
- Pricing
- $1,595 - $2,195
- Audience
- Compliance officers, legal professionals, senior executives within investment advisory firms.
- CLE Credits
- CLE accreditation pending in multiple states.
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